Getting Started
What should I bring to my first meeting?
- Client Fact Finder sheet (completed)
- 401(k) statement (most recent)
- 401(k) choices/selections
- Most recent pay stub
- Prior year's IRS tax return
- Current investment policy statement
- Latest brokerage account/mutual fund statements
- Bank and credit union statements
- Employee benefits information
- Business arrangements (i.e., buy-sell agreements, deferred compensation, stock option/bonus plan)
- Life insurance policies and most current annual statement
- Annuity contracts/disability insurance
- Pension information
- Long-term care policies
- Copy of your will/trust/power of attorney
