Getting Started

What should I bring to my first meeting?

  • Client Fact Finder sheet (completed)
  • 401(k) statement (most recent)
  • 401(k) choices/selections
  • Most recent pay stub
  • Prior year's IRS tax return
  • Current investment policy statement
  • Latest brokerage account/mutual fund statements
  • Bank and credit union statements
  • Employee benefits information
  • Business arrangements (i.e., buy-sell agreements, deferred compensation, stock option/bonus plan) 
  • Life insurance policies and most current annual statement
  • Annuity contracts/disability insurance 
  • Pension information
  • Long-term care policies
  • Copy of your will/trust/power of attorney